
Tech Tip Categories
Blending & Mixing
Formulation
Granulating & Drying
Milling
Tablet Coating
Tablet Compression
Tablet Defects
Tablet Printing
Weighing
Blending & Mixing
Final Blending for Solid Dosage
The final blending is actually a two part process: blending the
components to as near a “perfect blend” as possible and then blending in
the lubricant. Both sections of this process are important to
understand. In order to achieve the "perfect blend," a sampling of each
product being blended is necessary, watching for the time interval when
the product is at its optimum. It is at the optimum time, i.e. when the
samples have the tightest spread that the lubricant can be added. For
solid dosage formulas, the best practice for adding lubricants is to
adequately mix in the lube without over coating all the powders.
Depending upon the type of mixer and the capacity, lubricating times
will vary. We recommend adding the lube through a 30 mesh screen and
blending for 3-5 minutes.
Over-blending and Under-blending
What Are The Symptoms of Over Blending And Under Blending?
Content Uniformity problems, Weight variation, and Hardness variation
There may be many pre-blending cycles in a process to combine and create
uniform distribution of the powders. This is based on the
characteristics of each ingredient. Some ingredients will naturally
flow, but most will not. This is why some machines are simple tumble
blenders and some have mechanical agitators.
Products that are Under-Blended demonstrate the same characteristics of
products that are Over-Blended. Products that are friable may also
produce more “fines” as a result of too much blending and potential to
break up the granules.
Content Uniformity problems, Weight variation, and Hardness variation
can be attributed to both over & under blending.
Final blending is the addition of the lubricant into the pre-blended
mass. The final blend cycle time is usually 3-5 minutes. The purpose of
adding a lubricant is to protect the granules from sticking and locking
onto the steel components and punches & dies of the tablet press.
Under-Blending the lubricant may result in some periodic sticking of
powders to the punch faces resulting in a tablet defect. Over- Blending
the lubricant can result in the same problem as under-blending.
Over-blending a lubricant causes the lubricant to “hide” and not protect
granules from contacting the punch faces and steel components impeding
flow and causing sticking.
Blending is a critical unit operation. The powder characteristics,
blender, blend time, blend volume and final blend times are all factors
that must be considered to have a successful blend.
Formulation
Determining Factors for Particle Size of a
Tablet Formulation
What are the determining factors for achieving the correct particle size
distribution of a tablet formulation? I recall some 30 years ago being
taught that the general rule of thumb is: particle size distribution
needs to be small enough to go through an 18 mesh screen yet big enough
as to not go through a 200 mesh screen. While machine type and condition
play a role, the following list of items should also be considered.
Flowability: Generally speaking the smaller the particle the worse the
flow. Compare powdered sugar with granular sugar. The fine small
particles in powdered sugar aide dissolution but not flow.
Feeder clearance: Particle size must be larger than the feeder clearance
to prevent leakage.
Die table run-out: If die table run-out increases feeder clearance and
particle size must also increase proportionately. To check run-out, use
a dial indicator to determine the variation of the die table.
Die fill: Wide variations in particle sizes can cause inconsistent fill
volumes.
Weight control: Final volume is final weight. Larger particles pulled
out of the die can reduce the final weight. Fine particles require more
precise scrape-off and increase the need for a good scraper blade.
Compressibility: Improves with increased particle size and decreases as
particles become smaller and smaller. Small particles have less ability
to lock together during compaction.
Hardness: Smaller particles are more sensitive to over-compression.
Ejection force: Small particles decrease interstitial space and increase
drag and friction.
Lubrication levels: In general higher percentages of small particles
require increased quantities of lubricant. Magnesium stearate is the
most commonly used lubricant and should be de-agglomerated before use.
Disintegration & Dissolution: Small particles decrease disintegration
time, and increase dissolution.
Friability: Larger particles usually lock together better which results
in reduced friability while small particles often increase the potential
for failure (higher friability).
Electro Static effects: Electro static charge is increased as the
percentage of small particles increases.
Dust control: Fine particles create a dusty operation, creating a need
for frequent production stoppages and press clean-ups.
Environmental conditions: Many products are hygroscopic and sensitive to
heat. Variations in room conditions can result in poor flow, compression
and ejection conditions.
Lamination & Capping: Small particles are the heart of the most common
defects.
Punch lubrication: Dust and super fine particles become airborne and
combine with the oils and greases which can produce black specks in
tablets.
Tooling condition: Punch tip & die clearance are designed to control air
release allowing for improved compaction.
Machine condition: Cleaning and maintenance are downtime issues. A high
percentage of fine particles and dust increases the potential for
greater wear, increased cleaning frequency, reduced yield, greater
particle segregation, and more tablet defects.
Cost: Fines (small dusty particles) increase operating costs, require
increased levels of dust collection, decreased yields, increased
frequency of cleaning, and generate greater machine & tool wear.
Reducing fines will improve tablet quality.
Summary: Establishing an appropriate particle size distribution will
improve tablet quality and will reduce overall costs in the long run.
Fine dusty particles are the source of most tablet defects.
Stearic Acid, An Excipient
Stearic acid may be used as a lubricant and it may also be used as a
binder. It is frequently added and used for both purposes, although one
must be aware of the limits of using the material safely. Many companies
have a top limit of around 4%. At levels much above this, the stearic
acid starts to gum up the lower punches on a compressing machine and can
actually bind the punches producing tablet defects.
Stearic acid is frequently used when the active material has a tendency
to be brittle. In this case stearic acid acts as an anti-friability
additive.
There have been instances when stearic acid may interact with an active
ingredient and cause degredation on stability. Because of this many
ethical pharmaceutical companies have stopped using it unless there is a
specific technical reason for doing so. The additive stearic acid is now
most often used by nutraceutical companies.
An Alternative Low Cost Filler For Hard
Shell Capsules
Filler selection may sometimes affect the total cost of the product,
especially where large quantities are required. Many firms continue to
use established fillers such as lactose, but are others less costly and
just as effective.
One example of a cost effective filler is rice bran. This product
provides a convenient form of dietary fiber, it is relatively stable and
performs well on most automated and semi automatic capsule fillers.
There Are Limits To What You Can Fit Into A
Tablet!
There are many sizes and shapes of tablets to choose from when
formulating. There are relationships between the diameter of any tablet
and its thickness. Some formulators decide on what diameter tablet they
want, then try and formulate around it. There is a limit of what can
"fit" into any specific diameter of a tablet.
See the table below, there are recommended targets and limits associated
with most any size and shape of tablet:
Round Tablets Caplet Shaped Tablets Oval Shaped Tablets
¼” 250 mg. .220 x .600” 700 mg .318 x .580” 525 mg.
5/16” 275 mg .250 x .750” 725 mg. .315 x .748” 900 mg.
3/8” 450 mg .312 x .750” 1,200 mg. .375 x .748” 1,200 mg.
13/32” 500 mg. .320 x 750” 1,300 mg. .375 x .875” 1,700 mg.
7/16” 650 mg .330 x .850” 1,450 mg. .400 x .900” 1,950 mg.
½” 1,250 mg.
What is formulating all about, why do we
formulate?
Formulating: What is formulating all about, why do we formulate?
Tablet and Capsule Formulation is Driven by the Characteristics of the
Active Ingredient
How well do they flow?
How well do they compress?
To what degree do they eject?
Are they dense enough to fit in the die?
Do they react with heat or moisture?
What percentage of the tablet is the active?
Non- Active components in the formula are called excipients. The right
combination of excipients is ultimately what permits the development of
a successful tablet.
The average tablet press makes 30,000 tablets per minute or 50 tablets
per second. When the company makes the move to a higher speed press and
spends a great deal of money…just to find out that the new press will
not run any faster than the old press…why?
This is a very common problem that starts in R&D and is seen all the
time on the production floor: products are sensitive to speed. When
moving a formula to a higher speed press, expect an impact on flow rates
& compression time (dwell time). Just because the press will run faster
does not mean the formula will.
Granulating & Drying
Fluid Bed Granulating Basics
The Basics of Fluidized Bed Granulating
I. Introduction to the Technology
The fluidized bed process is basically the addition of a wet binding
suspension into an actively moving bed of mixed powders. The binding
suspension is reduced from a single solution stream into minute droplets
by the application of compressed air; called atomizing air or air of
atomization. This mist then combines with the randomly agitated powder
to produce a granule that is both porous and free flowing. The powder is
heated and agitated by the introduction of a filtered, heated variable
mass of air generated by a single turbine on the exit side of the
process. Combined together with a bag house (or scrubber on some
installations) this system may take a non flowing powder and convert it
into predictable well flowing powder required for high speed tablet
compression.
II. The Basic Components of the Fluidized Bed Granulator
The Fluidized Bed Granulator is comprised of eight basic parts. These
parts are: 1) the air treatment package, 2) the product bowl, 3) the
expansion chamber, 4) the filter system, 5) the bag house, 6) the air
turbine, 7) the suspension pumping system and 8) the control panel.
The air treatment package may vary somewhat depending upon the firm’s
general need. A basic package is composed of set of paper and HEPA
filters and a heating system. The incoming air stream is filter and
heated before passing into the product bowl. Available options generally
are either a dehumidifier a humidifier or both.
The product bowl is measured in liters for capacity planning and is made
up of either a set of screens or a perforated plate. Product is retained
by the screen/plate and is made free flowing and random by the incoming
air stream. Below some product bowls one often finds a series of baffles
designed to better center the air stream to the dead center of the
screen.
The expansion chamber separates the product bowl from the filter system.
The expansion chamber may vary in length on various models and product
year and can range from a few feet to over 10 feet in length. The longer
the expansion chamber the more room for the powder to flow and hence the
more uniform the particle. Some expansion chambers are tapered to allow
for both granulating and particle coating.
The filter system is usually composed of a filter bag or bags that are
shaken during processing to free up any accumulated powder and return it
to the product bowl. In some filter systems a single bag is shaken at
one time while in others a dual split bag is shaken alternatively.
The bag house collects any powder that might have slipped by the filter
bag during an upset condition, such as a bag tear, and protects the
turbine. Bag houses vary from manufacturer and site and often are
installed at a somewhat great distance from the actual processing unit.
Figure 2 illustrates a typical laboratory unit showing the control
panel, the product bowl, the plastic expansion chamber and the filter
bag system.
The suspension pumping system takes a pre-formulated mixture of powder
binder and vehicle and introduces it into the expansion chamber as an
atomized mist. The system is usually composed of a tank, a pump, and gun
boom and a nozzle head. The suspension may be kept at a constant
temperature right up to the moment of introduction with available
options.
The control panel is usually immediately adjacent to the central
processing unit and is composed of a pneumatic control panel or a
computer. In older units there may be miles and miles of pneumatic
tubing used to transmit signals to the granulator while newer units have
a computer recessed into a control area.
The Three Basic Processing Cycles of the Fluidized Bed Process
The pre-heat, the spray and dry cycles and an optional cooling cycle
comprise the fluidized bed process. Their purpose and a general
description follow.
The pre-heat cycle is generally used to both warm and mix the powder.
Completing both requirements can take up to 20 minutes depending upon
the material being processed and the size of the granulator. During this
time the bag is shaken periodically while powder is kept fluid but at a
“rolling boil” and generally out of the expansion chamber. If this is
done correctly the powder should be both heated and mixed without having
to shake the bag more than once or twice.
The spray cycle is used to construct the granule. During the cycle the
atomized binding suspension meets the ascending and cascading powder
creating granules of all sizes. The temperature of the incoming air may
vary between 30 and 50 Deg. C depending upon the nature of the powder
being processed and the vehicle used. Aqueous suspensions generally
require a high air temperature to prevent powder from adhering to the
granulator surfaces. The bag is also shaken more frequently to optimize
the quantity of powder under the spray nozzle. After a predetermined
quantity of suspension has been pumped into the bed, the spray cycle
ends.
The dry cycle is engineered to dry the powder quickly and preserved the
granules constructed during the spray cycle. The inlet air temperature
is usually raised to between 60 and 90 Deg C, again depending upon the
nature of the powder being processed. Because the powder bed is heaviest
immediately after completion of the spray cycle, settings for quantity
of air used to levitate the powder will change as the cycle progresses
and the powder dries. The bag shaking cycle is usually minimal and
approaches that used during the spray cycle but becomes more frequent as
the powder dries and becomes lighter. When the powder has reached the
required moisture, the dry cycle ends.
The optional cooling cycle is usually quite short using a reduced inlet
air temperature. The cycle is usually engineered to return the powder to
near room temperature preventing operator injury when evacuating the
powder from the vessel. In come cases the cooling cycle is much longer
and is designed to prevent product shock from sudden exposure to
significantly lower room temperatures.
The Critical Operating Parameters Used in a Fluidized Bed Granulator
Critical operating parameters vary depending upon the cycle used. In the
pre-heat we are concerning about the incoming air temperature, the
quantity of air used and to some degree the bag shake cycle. In the
spray cycle we are concerning with these items as well as powder bed
height, spray rate, quantity of atomizing air, nozzle height and the bag
shaking cycle. In the drying cycle we reduce the number of parameters
back down to inlet air temperature and quantity, bed height and bag
shaking cycle. A full and detailed understanding of these and other
critical operating parameters is available from equipment vendors and in
the literature.
Common Problems Observed in a Fluidized Bed Granulator
There are four general problems seen on the production floor.
1. Sticking powder is commonly observed when insufficient bed agitation,
an excessive spray rate, an inadequate quantity of atomizing air or
inadequate inlet air temperatures. Powder sticking to the product bowl
screen can interfere with the intended air flow patterns and in extreme
cases may even cause total bed failure. Powder sticking to the expansion
chamber sides is common during the spray cycle and usually frees itself
at some point during the dry cycle. On occasion it may be appropriate
for the operator to use a mallet and strike the chamber side to free the
powder. Powder may also stick to the spray nozzle causing a partial or a
complete clog of the solution port. Most granulators have a compressed
air purge so that solution is always free to flow. 2. Poor yields and
content uniformity problems may result from excessive accumulation of
powder in the filter bag. This is caused by a non optimized bag shaking
cycle during the spray cycle, excessive atomizing air or an excessively
high inlet air temperature. On occasion a combination of these three
factors may in the aggregate cause the same condition. 3. An excessive
quantity of fines in the finished product is usually a result of
excessive inlet air temperature, excessive atomizing air, excessive bed
agitation (too much CFM) or a combination of all the factors. 4. A non
optimized moisture content, observed as an LOD result that is either too
high or too low, may result from inattention to the drying curve, use of
solvent vehicles, a badly calibrated moisture analyzer or a combination
of all the factors. Incorrect sampling of the powder may also contribute
to this problem by giving an erroneous value.
VI. Summary
The fluidized bed granulator is a complex option in the arsenal of
powder preparation systems. Using a fluidized bed granulator properly
can produce the most porous granule of any other the technologies while
maintaining or even improving powder flow characteristics.
Fluidized Bed Granulating Bag Shaking Cycle
Fluidized Bed Granulators: The Bag Shaking During the Spray Cycle
The filter bag one sees in a fluidized bed granulator/drier plays a key
roll in producing a uniform particle size distribution. The frequency
with which one shakes this bag as well as the duration of the shake
helps keep the powder bed flowing in a constant, random motion. Failure
to shake the bag frequently may result in a large quantity of fine
particle collecting in the bag area. This eventually may lead to a total
bag clog which in effect gives the granulator/drier a “heart attack”
which stops the flow of the powder resulting in a dead bed.
During the spray cycle, while the particles are the wettest they are
going to be, it is important to shake the bag frequently. This should be
something like 15-20 seconds every 2 minutes or so. You can see the bag
as it begins to clog up by simply monitoring the magnehelic gauge for
the filter bag and shaking the bag once the gauge indicates a
significant pressure build up. Shaking frequently will bring the fines
back down under the influence of the spray gun where they can continue
to grow as granules.
Dry Granulating - roll chatter
Roll chatter is an undesirable condition that you can hear immediately
when you enter the roller compactor/chilsonator area. It has a distinct
a sound like a piano out of tune. It means that you have something wrong
with the process; one of the four critical processing parameters is not
optimized. In order to understand what the process is and possibly what
has gone wrong; let’s look at an illustration of a typical process:
As you can see, there are four variables. The blue arrows indicate feed
rates of powder while the red arrows indicate pressure roll pressure and
roll turn or revolutions per minute (rpm). Of the four critical
parameters, horizontal screw speed is the least critical for success.
Roll chatter may occur when one or more of these four conditions do not
match the other three settings. Usually roll chatter is caused by a
variable powder feed rate into the rolls or a roll speed that is too
fast.
Roll chatter may also be caused by air entrapment in the powder. Air may
accumulate for more than one reason or for several reasons. Common
reasons are a predisposition of the product to entrap air, a combination
of natural fiber containing materials and heavier, denser minerals or
simple transportation and agitation resulting in air entrapment.
When roll chatter does occur, there are several ways to fix this
problem. Fix the powder flow problem first. Premix the powder to ensure
standardized flow rates, slow down the vertical feed rate into the
pressure rolls or slow down the roll speed. You may also want to
purchase a powder de-aerator which will help eliminate excessive air
build up.
So roll chatter is really a result of non optimized process settings or
perhaps attempting to roller compact a powder that tends to entrap air.
What is Over-Granulating
What Exactly is “Over-Granulating?”
Over-Granulating results from using too much mechanical energy to mix
the wet mass. It may also occur from mixing too long, past the end
point. It may also occur from adding too much binding solution. Granules
are created through a combination of mechanical energy and the quantity
and addition rate of a binder. To some extent, it is also a result of
the concentration of the binder in the solution. Over granulating is
over processing or over working the powders while the liquid is being
added and results in a having a negative impact on the final tablet. An
over worked granulation my not flow well, compress or eject properly. It
may impact hardness, disintegration and dissolution profiles.
What is Granulating?
The real final objective of granulating is to provide a tablet that has
content uniformity, i.e. the same quantity of ingredients as every other
tablet.
Primary reasons for granulating:
Granules may improve flow of fine powders
Granules may improve compression
Granule formation may improve control over disintegration and
dissolution rates
Granule formation may improve the tablet appearance
There are two basic methods of granulating; Wet Granulating and Dry
Granulating
Wet Granulating
Granules can be formed by adding a liquid into the dry powder mass, much
like combining water, milk or egg to flour when cooking.
Dry Granulating
Granules can be formed through dry compaction; some powders are
sensitive to liquid addition and must be dry compacted using a tablet
press (called slugging), or using a roller compactor to densify the dry
powders.
The Wet Granulating process can be used to form very light granules or
very dense granules through the use of mechincal force. A granulating
machine is catagorized as a High, Medium or Low Shear Energy mixing
device that may or may not have drying capabilities.
The wet granulation process can produce a variety of granules. The type
of granule produced depends of the nature of the powders, the binding
solution, granulator and length of mix. Also, the drying process can
influence the final granule. The end result depends on if the product is
dried within the mixer or moved to a tray-drying oven or to a fluid bed
drying process or some other means of drying away the excess binding
solution.
Milling
Determining Factors For Particle Size of a
Tablet Formulation
What are the determining factors for achieving the correct particle size
distribution of a tablet formulation? I recall some 30 years ago being
taught that the general rule of thumb is: particle size distribution
needs to be small enough to go through an 18 mesh screen yet big enough
as to not go through a 200 mesh screen. While machine type and condition
play a role, the following list of items should also be considered.
Flowability: Generally speaking the smaller the particle the worse the
flow. Compare powdered sugar with granular sugar. The fine small
particles in powdered sugar aide dissolution but not flow.
Feeder clearance: Particle size must be larger than the feeder clearance
to prevent leakage.
Die table run-out: If die table run-out increases feeder clearance and
particle size must also increase proportionately. To check run-out, use
a dial indicator to determine the variation of the die table.
Die fill: Wide variations in particle sizes can cause inconsistent fill
volumes.
Weight control: Final volume is final weight. Larger particles pulled
out of the die can reduce the final weight. Fine particles require more
precise scrape-off and increase the need for a good scraper blade.
Compressibility: Improves with increased particle size and decreases as
particles become smaller and smaller. Small particles have less ability
to lock together during compaction.
Hardness: Smaller particles are more sensitive to over-compression.
Ejection force: Small particles decrease interstitial space and increase
drag and friction.
Lubrication levels: In general higher percentages of small particles
require increased quantities of lubricant. Magnesium stearate is the
most commonly used lubricant and should be de-agglomerated before use.
Disintegration & Dissolution: Small particles decrease disintegration
time, and increase dissolution.
Friability: Larger particles usually lock together better which results
in reduced friability while small particles often increase the potential
for failure (higher friability).
Electro Static effects: Electro static charge is increased as the
percentage of small particles increases.
Dust control: Fine particles create a dusty operation, creating a need
for frequent production stoppages and press clean-ups.
Environmental conditions: Many products are hygroscopic and sensitive to
heat. Variations in room conditions can result in poor flow, compression
and ejection conditions.
Lamination & Capping: Small particles are the heart of the most common
defects.
Punch lubrication: Dust and super fine particles become airborne and
combine with the oils and greases which can produce black specks in
tablets.
Tooling condition: Punch tip & die clearance are designed to control air
release allowing for improved compaction.
Machine condition: Cleaning and maintenance are downtime issues. A high
percentage of fine particles and dust increases the potential for
greater wear, increased cleaning frequency, reduced yield, greater
particle segregation, and more tablet defects.
Cost: Fines (small dusty particles) increase operating costs, require
increased levels of dust collection, decreased yields, increased
frequency of cleaning, and generate greater machine & tool wear.
Reducing fines will improve tablet quality.
Summary: Establishing an appropriate particle size distribution will
improve tablet quality and will reduce overall costs in the long run.
Fine dusty particles are the source of most tablet defects.
Checking the Fitzmill for Standardized
Milling Speed
Not all mills are equipped with a tachometer in order to verify mill
speed. In any case, it is ALWAYS important to verify that all three
belts are in the same condition to insure standardized mill operation.
The speeds "slow, medium and high" indicated on the batch record will
not necessarily be achieved unless all three belts are in approximately
the same condition.
What mill should be used in each unit
operation?
Why mills are used in pharmaceutical manufacturing.
The four primary reasons for milling a powder and granulations are to;
Improve Flow
Reduce Segregation
Enhance Drying
Improve Particle Size Control
Mills are used in many steps with the manufacturing process:
Pre-Weighing/Dispensing to eliminate lumps- use a low shear mill
Pre-Blending to reduce agglomerates – use a low–medium shear mill
Post Wet-granulating to improve drying uniformity–low-medium shear
Post Dry-granulating for size reduction– high shear mill
Mills can be categorized from gentle (low shear) to aggressive (high
shear).
If a product is soft and sensitive to compaction and densification the
mill used and how the product is feed into the mill can be critical. A
gentle low shear mill like a Comill or Oscillator maybe preferred to a
high shear type mill like a Hammer mill.
Tablet Coating
Gun Calibration Before Coating
Gun calibration is important for top quality coated tablets. After the
gun geometry check and before gun boom installation into the coating
pan, a gun check should be performed to determine if all the guns are
spraying the same amount of solution per minute. Ideally one would place
a graduated cylinder beneath each of the guns to be tested and then run
either a one or two minute spraying cycle to determine if the guns are
spraying at the same rate. Keep the atomizing air off while doing this.
The guns should not vary by more that +/- 10 ml/min. Any variation
greater than this requires a gun adjustment.
You can fine tune the gun by turning the bolt or the spin dial at the
rear of the gun. This adjusts the needle thrust and allows either more
or less solution through the nozzle. Try altering this setting until you
have all the guns spraying within the tolerances outlined above.
Particles Adhering To The Spray Guns
Particles adhering to the area of the gun near the solution port or the
areas of compressed air egress can seriously alter spray patterns and
ruin a pan of tablets in less than 5 minutes. It is important for the
operator to constantly monitor the guns using a flash light to see in
and around the guns. Any material adhering to these parts of the gun
should be cleaned immediately.
Clean the gun using this procedure: stop spraying, keep the atomizing
air on, take out the gun boom (or reach into the pan for the affected
gun(s), clean off the guns using either a short plastic or brass
bristled brush. After thoroughly cleaning the gun surface, return the
gun to its position and then turn the gun back on. Never turn off the
atomizing or pattern while cleaning the gun.
Aqueous Coating 101
Aqueous Tablet Coating 101
I. Introduction
What makes aqueous coating so dynamic? Once a we have a compressed
tablet, we often need to add a coating. The coating can serve many
purposes; it may make the tablet stronger and tougher, it may improve
taste, it may add just a color, and may make the tablet easier to handle
and package. The coating may be a thick sugar based coating or a very
thin film. Most pharmaceutical tablets are coated with a thin film
coating.
II. Before we Begin: A Short History of Tablet Coating
“Panning” was the original term for the process of adding a coating to a
tablet. The term panning is still a common term used in the
confectionary business. Ion years past coating began basically using a
rotating drum (pan) on a stand. A coating solution was added using a
ladle, while the rotation of the pan distributed the solution throughout
the bed of tablets. This technology was slow waiting for the coating
solution to dry; and the trick was to get it to dry evenly.
With the advent of film coating a film or thin membrane, usually
representing 1-3% of the total tablet weight, was sprayed on using a
perforated pan. To decrease the overall process time, holes where
drilled through the pan so that treated air (hot or cold) could be
pulled through the pan, much like a clothes dryer, allowing the tablets
to dry more quickly. With this advent of improved drying came the
ability to switch the film coating solution from a solvent based
solution to a water based solution, thus the beginning of what we know
today as aqueous film coating.
Many Pharmaceuticals manufacturers have moved to a water based solution
replacing solvents. Exposing tablets to a water based solution presents
a challenge in applying and quickly removing the water so it does not
disrupt the integrity of the tablet. Tablet film coating equipment has
evolved to enhance this drying capability.
III. Basic Aqueous Coating 101: The Basic Coating Process
Essentially a tablet coating system is much like a fancy clothes dryer.
The water based solution is sprayed in a fine mist so as to dry almost
immediately as it reaches the tablets. As the water dries it leaves the
solids as a thin film on each tablet. The coating system continuously
supplies hot air; at the same time it pulling air through small holes in
the coating drum. Over time, the film builds into a layer of coating
solids which is called the film coating. This process can take as little
as 30 minutes or as much as several hours, depending upon the size and
shape of the tablet and the size of the coating pan.
The length of time it takes to coat a batch of tablets depends on
several variables: tablet quality, coating solution type (water or
solvent), coating solution percentage of solids, rate of coating
solution addition, the air volume and temperature control within the
equipment and maintaining the proper balance of room to pan pressure.
the tablets must be tough enough to tumble while the solution is added.
The solution is distributed from tablet to tablet during the tumbling
and drying process. The spraying, distribution and drying all takes
place place at the same time. When you add still another factor that
core tablet quality maybe somewhat variable, we have a collectively a
condition that requires true operator skill and understanding.
Stated differently, vitamin or nutriceutical tablets having a high
percentage of “natural” ingredients are more difficult to coat than
products with a high percentage of excipients. Natural ingredients may
have variations in moisture content, bulk density, granule structure,
flow characteristics and compressibility. Therefore the consistency of
tablet quality and its surface characteristics influence process setting
to be used. The more inconsistent the surface of the tablet, the more
likely the final tablet quality may not meet the desired quality level.
Again, for this and other reasons, the tablet coating process is
dynamic. There are various phyiscal actions taking place at the same
time. Nevertheless, we must begin with a good core tablet in order to
finish with a well coated tablet.
IV. Coating Equipment Used Today
Tablet coating equipment combines several technologies and is commonly
referred to as a coating system. The system consists of a solution
preparation tank, the air handling unit, the coating pan, the spraying
system, the dust collector and a set of controls.
The solution preparation system usually consists of a solution
preparation tank equipped with a mixing devise.
The air handling unit (AHU) is basically a way of heating and filtering
the air. Dehumidification and humidification maybe be needed depending
on your location and application requirements. This system is engineered
to provide a consistent stream of treated air each time one uses the
coating pan.
The coating pan is a perforated drum within a cabinet, allowing for
control of air flow, air temperature and solution application.
The spraying system consists of a solution tank & mixer, a
solution/suspension pump, a set of air assisted solution guns and air
lines.
The solution is pumped into the guns and the air combines with the
solution for atomization into a very fine mist.
The dust collector collects the dust during the preheat and tumbling
cycles and the Controls connect all of the components creating a
complete coating system.
V. The Eight Critical Process Variables in Aqueous Coating
There are eight critical process variables in aqueous film coating. A
basic understanding of these variables is critical for successful tablet
coating. The eight variables and a brief description of each follow:
(1) Gun Geometry: The placement of the guns inside the pan to obtain
maximum exposure of the tablets to the solution spray without coating
the pan surfaces.
(2) Atomizing/Pattern air: The compressed air used to convert a stream
of solution into a pattern of small, flat droplets.
(3) Pan Pressure: The differential pressure between the pan and the room
resulting in a slight negative pressure in the pan which in turn draws
the coating solution into the bed of tablets.
(4) Pan Speed: The speed of the perforated rotating drum holding the
tablets. The speed may be constant or variable throughout the length of
the coating cycle.
(5) Spray Rate: Usually expressed as ml/min/gun or total quantity
sprayed per minute, this is the amount of solution sprayed onto the
tablets at any unit time.
(6) Inlet/Outlet Air Temperature: The temperature of the inlet air
provided to the pan (a set point) and the temperature of the air after
leaving the pan (a function).
(7) Total Air Volume: The quantity of air provided both to the pan and
taken out of the pan.
(8) Adhesion of Particles to The Gun Surface: A non quantifiable
operating parameter involving prevention of sprayed dried coating
solution from adhering to the critical surfaces of the spraying gun(s).
VI. Basic Tablet Defects Seen in Aqueous Coating
There are several common defects commonly seen in the finished tablets
as a result of non optimized or improper setting of the critical
operating parameters. These are briefly described below.
Picking & Sticking are caused by over wetting of the tablets or by under
drying.
Bridging or the filling in of lettering is caused by improper solution
addition, poor tablet embossing design or high solution
viscosity/percentage of solids.
Capping is often a problem that is created in tablet compression but not
seen until the coating.
Erosion can be the result of soft tablets, over wetted surface, and
inadequate drying and a lack of tablet surface strength.
Twinning is when to tablets stick together, a common problem with a
caplet shaped tablet.
Peeling & Frosting is a defect where the coating peels away from the
tablet surface in a sheet. The coating solution did not lock into the
tablet surface. This can be from the coating solution, over wetting or
from high moisture content within the tablet core.
Chipping can be caused by high pan speed, a friable tablet core or a
poor coating solution.
Mottled Color is caused by improper solution preparation, spray rates,
cold cores, and improper drying rates
Orange Peal is usually the result of high atomization pressure in
combination with higher solution rates combined with tablets rubbing
VII. Putting It All Together: An Example of Coating A Typical Batch
After calibrating the spraying guns and loading a batch of tablets into
the coating pan, we need to preheat and remove excess dust and tablet
flash. Once the tablet bed reaches the 42°C- 46°C outlet temperature,
the spraying process can begin. Soft tablets or tablets with high
porosity may require an initial spray rate that is slower than the
recommended average of 80-100 ml/minute/gun. Most tablets need an intial
coating to protect them, and usually around the 20 minute mark the spray
rate and pan speeds can be increased signiciantly. During coating it is
important to monitor the spray pattern. Any changes in the pattern
usually means buildup of solids on the tip of the gun and this must be
corrected by stopping the spray addition and manually cleaning the guns.
The operator must continuously monitor the pan/room magnehelic pressure
gauge making certain that there is always a slight negative pressure.
Once the spraying cycle is complete a cooling cycle is sometimes used to
return the tablets to room temperature.
Automatic controls follow a menu that maintains most of the critcal
paramters outlined above. But the computer cannot see everything. Gun
geometry and particle build up on the spray guns will forever remain
under the watchfull eye of the process operator.
IX. Summary: Aqueous film coating is a technically demanding,
controllable process to seal core tablets with a clear or color coating.
Understanding the eight critical operating parameters and the common
defects encountered by using non optimized conditions or improper
settings will greatly assist the manufacturer in achieving quality
coated core tablets.
Tablet Compression
Tablet Press Overload Setting
Tablet Press Overload Setting: Is a protection device to protect the
tooling from becoming damaged as a result of too much pressure while
making tablets. Each set of tooling has a limit of how much pressure
(force) they can take before bending or breaking. Tablet presses are
built with a release system designed to allow the pressure rolls to
“release” (spread apart) during operation when the limit of the tooling
capacity is reached. Therefore, when you receive a set of tooling to
install into the tablet press, one of the set-up procedures would be to
identify the maximum load the tooling can take, and then set the press
to match this limit. This can be accomplished by asking your tooling
supplier to give you this value or you can look it up in the TSM (Tablet
Specification Manual). Example per attached Table #13: A set of ¼”
(6.350mm) round, standard cup tooling, made of S7 tool steel, has a
maximum load rating of 14.0 Kilonewtons (1.4 tons). The TSM is a
standardization of tooling & press specification, some refer to it as
the “tablet press bible”, and it is a good guide (not a bible). The TSM
is available from most punch & die suppliers. When a machine goes into
“Overload” the capacity of the compression set point has been exceeded
and the pressure rolls will move apart to protect the tooling. Some
machines have very simple overload systems and others have very complex
systems that are set to a computer which can track, reject, alert and
stop the machine. Older machines that go into overload start to bang
loudly.
Target Weight: Do GMP’s allow a tablet to
be made off target?
Do GMP’s allow a tablet to be made off target within a weight range or
must a tablet be made to target? The objective is to make a tablet
within a weight range, where the center of that range is considered the
target...or is it? This implies that a tablet made off target is not
acceptable. If a tablet is made within an acceptable weight range but
intentionally off target...is that OK according to GMP’s? Anyone who
runs a tablet press knows that a press has two primary functions; Weight
and Thickness. Hardness is a result of weight, thickness and dwell time.
Therefore if the hardness target is low, weight can be increased within
an acceptable range to increase hardness. Is the question can we make
tablets within a range or is the question to define what target means?
Weight is the single most important tablet attribute...go check your
weights...AGAIN!
The Scraper Blade, a Critical Part
One of the cheapest parts on a tablet press that causes some of the most
serious problems is an object called the scraper blade. Its task is
simple, i.e. to scrape the excess powder away from the die and direct it
into the recirculation channel towards the feed frame. While the part
itself may only cost between $5.00 and $30.00, if allowed to wear out
can cause thousands of dollars in machine damage and material loss.
The scraper blade can be a tricky part to adjust properly. It is also
the only part on the entire press that comes in direct contact with the
table.
Take the time to adjust the scraper blade properly! A correctly
installed blade will ride on the table preventing powder from extruding
under it, but it will not be so snug as to gouge the table and cause
damage.
So take the time to install the scrape blade correctly!
Oil on the Press and Spots on the Tablets
Machine oil leaks are very common on older presses with an older style
of lubrication system for the punches and main worm gear. Sometimes it
may be that the resevoirs are overfilled, but more often than not the
oilers (or drip cup) will have just come loose during the compression
run. These are easy problems to fix and will prevent unnecessary
rejects: tighten up the fittings and don't overfill the reservoirs.
Tooling Room
Tooling Room, unknown empire!
The tooling room in a pharmaceutical plant is an unknown empire. Most
line managers we speak with know it exists, know where it is, know about
what it does (“polishes punches”); but have no idea of its true role in
the larger manufacturing picture. Neither does the FDA. In our
experience we know of no inspector that has ever seriously visited a
tooling room at a large pharmaceutical company and we rarely see a form
483 observation issued specifically for a tooling room deficiency. Our
article discusses the role of the tooling room and provides a basic
checklist of established equipment and practices used in this key
manufacturing area.
The tooling room performs much more than the “punch polishing” function.
There are many more operations performed than is commonly appreciated
and, in fact; the more one understands about successful high speed
tablet production, the more one appreciates the tooling room and its key
place in the manufacturing department. For high quality tablets, in
part, come from tooling room practices and procedures. In the article
below, we discuss some of the tooling room activities commonly performed
and their impact on the production floor.
I. Primary Function: Check in and Verification of New Tooling
A. Initial checking of tooling when received- Upon receipt and check in,
the tooling first undergoes a comparison with the approved original
drawing outlining verifying size, shape, type of punch surface and any
identification wording. The tooling next undergoes an initial battery of
standardized dimension checks. There are semi-automatic tooling
dimension verification systems available on the market. The illustration
below presents an example of one such test called the tip concentricity
measurement.
B. Checking the Tooling Dies: Checking dies is performed to verify die
tolerance and ware.
II. Primary Function: Checking Tooling after Each Use on the Press
A. Checks performed after each use- Dimension checks are performed to
determine what, if any, changes have taken place as a result of exposure
to active ingredients and the wear and tear that accompanies the tablet
compression event. The degree of wear varies greatly depending upon the
nature of the active ingredient, number of batches compressed,
lubrication practices on the press and the method of handling.
B. Cleaning The Tooling- Tooling must first be cleaned of residual drug
and granulation. In some operations this is achieved using an ultrasonic
cleaner combined with tooling racks.
C. The polishing operation- Tooling usually dulls with use. At each
inspection tooling will usually undergo a polishing to remove the dulled
portion of the tooling cup and to standardize the cup finish prior to
reuse.
D. The different kinds of polishing compounds- There are many polishing
compounds available to the user. Some of the most popular types are
diamond compound and Jeweler’s rouge.
E. The different methods of polishing punches: Generally, we use either
a Duo Flex motor and/or a buffing wheel to polish tablet tooling. Both
have their advantages and disadvantages.
F. The role of the optical comparator in checking head flats: Use the
optical comparator to determine head flat type and condition.
III. Primary Function III: Understanding the Role of Worn and Damaged
Tooling and Taking Appropriate Action
A. The Effect of using short or long punches- Short punches, assuming
they are not received in this condition, always happen as a result of
wear and/or polishing. Long punches, again assuming that they are not
received in this condition, result when comparing to shorter punches.
Using long or short punches is a discredited practice and creates
problems on the tablet press. For example, a short upper punch creates
thicker and in some cases softer tablets. A short lower punch creates a
tablet with a heavier weight. Another discredited practice involves
taking punches from different sets and creating a hybrid set of tooling.
Doing this essentially may create a set of punches having multiple punch
lengths and may result in an uncontrollable tablet weight for lower
punches and an uncontrollable tablet hardness and thickness for upper
punches.
B. Worn Tooling and appropriate remedial action- Press tooling, press
cams, die lock screws, pressure rolls and other major press parts are
all wear parts and must be replaced with time and wear. For press
tooling the real question to ask is: “at what point does one replace
these items and how does one measure tooling wear to predict the
replacement point?”.
C. Damaged punches and appropriate remedial action- Damage to press
tooling occurs as a result of many factors including handling, cams, set
up and lubrication practices. Damage to tooling heads, bevels and shanks
as well as tips have structured repair approaches depending upon the
amount and type of damage incurred.
IV. Other Factors in the Tool Room Affecting Tooling Performance
A. Record Keeping- Record keeping is a cGMP requirement in all areas of
tablet manufacturing. Record keeping begins with the initial tooling
check in and ends with tooling destruction. A typical record packet will
contain the initial tooling drawing along with the purchase order as
well as dimensions found at check in. A second portion of the package
will contain results of tooling inspection and dimension readings (both
before and after reconditioning) each time the tooling is rechecked into
the tooling room. A third portion of the record packet will contain any
unusual condition in the tooling noted during the various inspections
and what was done to correct any problem.
B. Cramped Conditions in the Tooling Room- The same standards for safety
and cGMP compliance used on the tablet production floor should be used
to evaluate the tooling rooms. Unfortunately, in our experience, the
tooling room needs are all too often not well understood or receive a
lower priority.
C. Overhead Lighting- There should be adequate lighting in the tooling
room consistent with the lighting standard in the compressing cubicles.
We note that many tooling rooms have inadequate lighting for the tasks
required of the technician. If the technician doesn’t notice, no one
else usually does either.
D. Inadequate or Inappropriate Work Tools-The concept that tool
polishing alone prepares the press tooling for a manufacturing run
simply does not allow the organization success on the production floor.
Inspection equipment, as well as the two major polishing avenues, should
be provided to the tool room technician.
E. Technician Training-All major tooling manufacturers provide
technician training classes at a nominal charge. These courses are
customarily given periodically throughout the year at the tooling
factories or on a prearranged basis at the customer’s site. Most
pharmaceutical sites send a technician to the tooling manufacturer for
training.
Summary
The Unknown Empire helps keep the tablet manufacturing floor running
efficiently and with a high degree of product confidence.
Tablet Press Overload Set Point
Is The Overload Set Point Really Important?
The overload set point is one of the most misunderstood concepts
associated with tablet press operation. It is often mistakenly
associated with tablet hardness, compression force and even tablet
weight. Although considered an important machine parameter by
compressing professionals, it is not in fact a process parameter. It
generally does not appear on a batch record nor in many operating SOP’s;
yet failing to set it correctly may lead to a costly and even dangerous
outcome. This article discusses the importance of understanding the
overload set point, how it is correctly used and what it does and does
not do.
I. Introduction
What exactly is the overload set point? What is its purpose? Why is it
important?
Why is it so misunderstood? Let us begin to explore the answer by asking
a basic question: is it possible to place too much force on a set of
punches in a tablet press? What happens when this event occurs?
An overload condition, sometimes called an event, occurs when too much
material is placed in the die at one time, and amazingly, some of the
material many not be the powder we are compressing. For example, suppose
a bolt has shaken loose from a feed frame and entered into a die? The
computer senses the difference, makes a decision and rejects the tablet.
Product quality is preserved, but what potential effect does this upset
condition have on the tooling? The tip of the tooling may fracture, or
completely break off or the entire tool may fail.
How does one protect the tooling against this potentially fatal
situation? By correctly setting the overload set point.
II. Understanding How a Tablet Is Made Is Key To Understanding What May
Go Wrong
Powder is actually “squeezed” into a tablet by the action of one upper
and one lower punch sliding along ever closing cam tracks and meeting
together at a predetermined point in a die between the two main pressure
rolls. The predetermined point may be altered and the width of the
“squeeze” may change by moving the lower pressure roll upward or
downward. We call this result tablet thickness. The force observed we
call the “compressing force”. When an upset condition might occur, such
as when an entire tablet sticks to the punch and fails to be ejected
from the die, we have a potential for an overload condition. In this
situation we have the die filled again followed by a double compressing
event of the stuck tablet combined with the new material.
This results in a pressure far exceeding a normal situation and probably
exceeding the maximum allowable for on the punch tip. Other similar
events might also occur: a scraper bar comes lose and center itself over
the die under the two punches, a bolt shakes loose off the press and
enters the die cavity, a tablet jumps into a feed frame is torn apart by
the feeder wheels and pieces enter multiple dies.
III. The Overload Event: When set correctly the machine will release
separating the pressure rolls to prevent damage to the tooling. The
press senses an excessive pressure through the release set point and
reacts. The reaction is in fact a separation of the two main pressure
rolls by momentarily moving the lower pressure roll downwards away from
the other. Doing this relieves the pressure situation and protects the
punch tips. How does the press sense this situation? How do we determine
what is the maximum allowable tip pressure, where is this information
located and how do we set this information on our tablet press?
IV. Determining The Maximum Allowable Tip Pressure and Setting This
Value on The Tablet Press; The tablet actually compares an input
pressure value to actual pressure value and makes a decision to accept
the value or back the lower pressure roll away. This may be done in more
than one way. Some systems are hydraulic; others act on a “carriage”
value or “support” value through a spring. For example, on older presses
this is done by adjusting a large spring at the back of the press. Some
presses like the Manesty series, have a simple dial adjustment. All
computerized presses accept a simple input value. So the overload set
point has no relation to tablet weight, hardness or thickness except in
the rare case that the overload is triggered. In this situation the
tablet will be thicker and softer than the other tablets because the
compressing process was stopped along the way when the lower pressure
roll assembly pulled away from the upper. The overload system is simply
like the presses relief valve one sees on a pressure cooker. There are
various sources for the overload value we seek. Most tablet press
manuals provide established calculations for many standard round
tablets. In some manuals detailed rules accounting for various pressure
discounts for letters, numbers and bisects are also provided. In most
cases, all other type of tablets, such as capsule and oval shapes, are
calculated on a case by case basis. Manuals are not the only source of
this value. Most drawings generated after 1999 that accompany newly
received tooling have the same values printed somewhere on the face. For
all non round tablets the values are calculated on a punch by punch
basis since even upper and lower punches with the same shape may vary
somewhat if the combination of letters numbers and bisects are
different. If you have two punches with different values you should use
the lower number as the setting for both.
V. Setting The Overload Set point Value on The Tablet Press
The overload may be set in more than one way, depending upon which type
of press you are using. Remember that the overload value is a one time
setting or input to the press for any number of batches being processed.
It does not change until the next product in placed on the tablet press.
With tablet presses having computerized set up, this is a numerical
value for input in a field. For older presses, a physical adjustment of
a spring or counterbalance is required.
VI. Summary
The overload set point is a safety value that all tablet presses use to
protect the tips of the punches. It is not a critical processing
parameter but it is a very critical machine setting. It is not related
to compressing force or tablet attributes and it has no influence on
tablet quality. The overload values do not change using different types
of tablet presses but it will vary from punch to punch depending upon
the combination of letters, numbers and bisects used. Understanding and
using the overload system correctly is one of many key factors involved
in the overall tablet compressing operation.
Installing Dust Cups on Tablet Press
Tooling
Proper installation of dust cups on tablet press tooling
Dust cups or oil cups? Depending on how dust cup are installed, they can
be defined as either dust cups or oil cups. Rubber cups are placed on
the punch tips to prevent product that has combined with the oil from
dropping onto the die table and contaminating tablets with gray and
black specks. If the dust cup is placed on the punch tip and seated by
rotating the machine and allowing the upper punch to seat the dust cup
against the die during compression, it will help prevent dust from
puffing and becoming airborne during compression. If the dust cup is
pushed up on the punch tip, and does not touch the die during
compression, it is really only an oil cup.
Solutions:
Remember that dust cups should be punched-out upside down then turned
over for use. This will assure that the dust cups lock onto the punch
tip much more tightly. It is best to place the cups on the very edge of
the punch tip and allow the upper punch penetration to seat them. This
is done easily by just putting the cups on the very edge of the tip and
rotating the machine. The cups will then all be in the same position on
the punch tips.
Black & Gray Specks
Black & Gray Specks found on the surface of the tablet - a common
problem found immediately after the tablet is made and ejects from the
tablet press.
Black and Gray specks are often a problem. As tablets are made, fine
dusty particles become air born and will often combine with the
lubricating oils of the upper punches (make sure you are putting the
dust cups on correctly and placing them in the correct position on the
punch tip). Punch lubricating oils are dried up by this air born dust
and will often turn gray or black and flake and fall from the punch
barrel. Centrifugal force and vibration can distribute these gray and
black flakes onto the feeder, die tablet and punch faces. Thus, finding
their way into the tablet. Dust cups will help prevent some of the
combined oil and dust falling on to the die table. Also, monitor the
build up of oil and dust on the punch barrel. Quantities can build up
and can be slung onto the feeder and die table, especially when running
at higher rpm. Also, black and gray specks can occur from granulators,
blenders and mills. Make certain where the source of the problem is
before blaming the press.
Reader's Solutions:
Remember that an automatic lubrication system delivers a set amount of
lubricant at timed intervals. The amount of oil and frequency is
determined by the operator. Since pharmaceuticals are processed “batch
to batch”, every batch is not exactly the same. The press operator must
monitor that the proper amount of oil is being delivered. If the batch
you’re working on is dustier than the previous batch then increase the
frequency of the automatic lubrication system or manually over ride the
auto system and activate the lubrication system.
We have also found that setting the feed frame too close or too far
above the die table can allow product to compact on the die table,
especially with waxy and oily products. Make certain to set up the
feeders on the high spot of the die table. Every press has a die table
high spot; the older the press the more likely the die table is not
perfectly flat all the way around. Teach set up persons to position the
high spot under the feeder while setting proper feeder height.
Tablet Defects
Target Weights
Do GMPs allow a tablet to be made off target within a weight range or
must a tablet be made to target? The objective is to make a tablet
within a weight range, where the center of that range is considered the
target...or is it? This implies that a tablet made off target is not
acceptable. If a tablet is made within an acceptable weight range but
intentionally off target...is that OK according to GMPs? Anyone who runs
a tablet press knows that a press has two primary functions: Weight and
Thickness. Hardness is a result of weight, thickness and dwell time.
Therefore if the hardness target is low, weight can be increased within
an acceptable range to increase hardness. Is the question, can we make
tablets within a range, or is the question to define what target means?
Weight is the single most important tablet attribute...go check your
weights...AGAIN!
Tablet Lamination
Lamination is when the tablet splits apart in single or multiple layers.
Lamination is often blamed on over compressing - too much compression
force flattens out the granules, and they no longer lock together.
Lamination can also occur when groups of fine and light particles do not
lock together. These groups of fine and light particles simply will not
compress well. Reducing thickness and increasing dwell time will give
these particles more of a chance. Dwell time can be increased by adding
pre-compression or slowing the machine speed down. Adding a taper into
the die will help eliminate lamination, however, many lamination
problems are directly attributed to the formulation or to the
preparation of the product.
Tablet Capping
Capping is often directly related to air entrapment. That is, the
tooling (punches & dies) is designed to allow the air to escape between
the upper punch tip and the die wall. The upper punch tip is smaller in
diameter than the lower punch tip in order to allow the air to evacuate
during compression. For this reason capping is often associated with air
entrapment. Running a tablet press at 3,000 tablets per minute (50
tablets per second) may not allow enough time to evacuate the air
completely. Compression can be so quick that when air is evacuated it
also drives the fine, dry and light particles (non-compressible
particles) to the caps edge, thus resulting in capping.
The first step to resolve capping is to increase dwell time. Dwell time
is controlled by press speed, compression stations (main compression &
pre-compression) and punch head flat diameter. Punch head flat diameter
is often overlooked. As punches wear, the punch head flat usually
becomes smaller and smaller (less and less dwell time). Variations in
hardness tablet to tablet can be attributed to changes in punch head
flat diameter. Also, worn dies (dies with a wear ring) will make the
tablet split during ejection which gives the tablet the appearance that
capping has occurred (replace the dies).
A "bad" formula can contribute to capping. Dry blends, particularly, are
frequent victims in nutritional supplements in that all actives are
force fit into a “boiler plate formula” with little fundamental research
attached. Formulas that do not contain enough binder or have excipient
ratios that are out of line with established guidelines will surely
bring problems like capping to the production floor. Blending too fast
or too long may introduce air, breakdown granules or over blend the
mixture and spoil an otherwise perfectly good formula. Under mixing
actually causes segregation and indirectly causes capping.
Sticking
Sticking occurs when granules attach themselves to the faces of tablet
press punches. Picking is a more specific term that describes product
sticking only within the letters, logos, or designs on the punch faces.
This article explains the causes of sticking and picking and describes
the steps you can take to resolve both problems.
Regardless whether it’s sticking or picking, the result is a defective
tablet. To salvage the batch, you may have to visually inspect the
tablets. This certainly will slow production and decrease yields, but
there is no alternative. The formulation is completed; you can’t send it
back down the hallway for reprocessing.
Sticking can happen at any time throughout a batch. It occurs most often
at the initial setup of the tablet press, but it might just as easily
appear randomly in a production run. It might also appear at regular,
predictable times. With some products, sticking is so predictable that
operators consider it a success when they can run for 2 hours without
any sticking.
Knowing the moisture content, particle size distribution, and other
product properties will help you predict whether a product will compress
without sticking. However, even products that meet your specifications
may stick and pick. The fact is, you may not know how well a product
will compress until it is on the tablet press.
The source of the problem may relate to the product, the tooling, the
upstream processes, or the operation of the tablet press. It might also
be a combination of these factors.
Sticky granules make good tablets…right?
When a tablet press is set up for the first production run, the operator
will first adjust the weight cams to get the correct tablet weights.
(Actually, you adjust the position of the lower punch in the die. In
doing so, you control the volume of the die cavity. At a given bulk
density, the die volume will correspond directly to tablet weight.)
Once you have the weights right, adjust tablet thickness next. Tablet
hardness is determined by a combination of variables, including tablet
weight, tablet thickness, press speed, and the dwell time of the upper
punch in the die at full compression force.
Products with granules that are super-sensitive to compression—call them
sticky granules—can form excellent tablets. But they are also prone to
sticking to the punch faces. If this is the problem on your press, you
are likely to see the problem worsen over the course of the production
run. That’s because granules super-sensitive to compression will readily
compact as they flow through the hopper and into the feed frame.
If a powder compacts before it reaches the die cavity, the bulk density
of the formulation increases, impeding your ability to control the
tablet weights. As the weight of the tablets fluctuates, so does the
compressive force. This variation in force, in turn, can exacerbate the
product’s tendency to stick. That starts a downward trend, and that’s
why the sticking gets worse and worse.
Experienced tablet press operators know a trick about compression: If
sticking is a problem, they quickly over-compress the product and make
very hard tablets for a few press revolutions. This quick action, known
as “shocking the press” can work very well. Why? The answer is fairly
simple: The stronger compaction forces cause the granules to bind with
the tablet and pull the stuck granules away from the punch face. Be
careful when using this method to shock the press. If you overload the
punches, you will damage them or even break them.
Experienced operators can also “save” a sticking batch when
inexperienced operators don’t know where to start. Experienced
operators, for example, often hear changes in the sound of the press and
know that the product is sticking. Their first action might be to change
the compression settings, such as by increasing the force, reducing
tablet thickness, or by decreasing pre-compression thickness (which
makes the tablet thinner and harder). They may even slow the press. A
good operator always pays attention to the tablet and the tablet press.
The sooner you identify a sticking problem, the faster you can resolve
it.
The P’s and Q's of Tooling:
Sticking and picking are usually the result of many factors, but because
they happen on the face of the punch, it’s easy to blame the tooling.
Sometimes the blame is placed there correctly, especially in the case of
picking.
Picking occurs on the letters, logos, and other designs of the punch
face. Usually you’ll find the picking within the “closed” numbers and
letters that form “islands.” These numbers are 0, 4, 6, 8, and 9. Some
of the letters are A, a, B, b, D, d, e, P, p, Q, q, and so on.
Tooling manufacturers know about these problematic numbers and letters
and do a good job of making punch faces that prevent picking. You can
even order tooling with a “pre-pick” feature. A pre-pick feature means
that the punch face has islands that are not as deep as the rest of the
embossing. Despite the shallower islands, the punch still makes a clean,
legible indentation. Another strategy is to change the height and angle
of the embossing. Doing so produces a tablet with the same appearance
but without the picking problem.
Note that tablets destined to receive a coating will have lettering that
is less severely angled, wider, and shallower than the lettering on
non-coated tablets. Thus, the design of coated tablets helps reduced
sticking and picking.
The choice of steel and the degree of polish on the punch will also
affect picking. Type D2 and Type 440C steel contain more chromium than
other steels, which reduces sticking and picking. High-chrome steels
also allow you to achieve a mirror-like polish. Another option is to
specify a chrome-plated finish for a hard-faced, wear-resistant surface.
However, if the product is abrasive, the chrome-plated finish can wear
away quickly. Ask your tooling supplier about these options.
In some cases, changing the tool design and its surface finish is enough
to stop sticking and picking. But changing designs could well be a waste
of time and money, because many products will stick and pick no matter
what changes are made to the punch design.
Air Entrapment:
The act of compression can trap air in the concave cup of the punch
face. The deeper the cup, the more likely it is to trap air. This
trapped air creates a soft area on the very top of the tablet. In such
cases, the granules don’t know whether to stick to each other or to
stick within the punch cup. It is similar to making a tablet that is too
soft: The granules aren’t sure where or what to stick to.
The solution here is to make certain the punch dwell time is correct and
that air evacuation is adequate. The primary way to reduce entrapped air
is to increase the force of the pre-compression stage so that there is
less air to evacuate during final compression. You should also be
certain that the tablet is compressed as high in the die as possible.
This is referred to as the depth of upper punch penetration. The higher
it is, the easier and faster the air can escape during compression.
If those adjustments are not possible, consider using tapered dies to
help get the air out. Talk with your tooling manufacturer. Tooling
manufacturers are specialists and they can probably help you solve the
problem by adding a taper.
Another possible solution is to specify a tablet shape that uses a
compound radius. Doing so “flattens” the very top of the tablet,
eliminating the air pocket. The change is slight but effective.
Furthermore, it will not cause a noticeable change in the tablet shape
or design.
When making a compound radius change to tablet tooling (specifically
small tip tooling) you should have the tooling manufacture evaluate the
change for
additional compression force stress (tooling life) that may come about
due
to a compound radius change. Otherwise, you maybe exchanging one problem
for another.
It is also important to note that a slight change to a tablet shape
(even a slight radius change) can negatively impact blister feeding and
tablet count when packaging in bottles. This is especially true on high
speed blister and bottle packaging lines. Go over this change with the
packaging professionals before you committ your site to the new design.
You may discover that new punches are more likely to entrap air than
used punches simply because of their tighter clearances. Tight
clearances are good, but they can cause air to escape more slowly during
compression. With the old tooling, air escapes more quickly so
particle-to-particle bonding is more likely. When customers tell me that
brand new tooling gives them more hardness, sticking, and capping
problems than the older used tooling, I attribute the problems to the
tighter clearances of the new tooling and a decrease in the evacuation
of air.
Lubricating the Right Way:
The function of a lubricant in the product formulation is to prevent
powder from sticking to the punches, dies, and other metal components of
the tablet press. A lubricant also facilitates the ejection of compacted
tablets. It is not a liquid or oil, but a light, fine powder. Typically,
lubricants account for a small percentage of the formula’s content, from
0.25 percent to 2 percent. The most common lubricant in pharmaceutical
formulations is magnesium stearate.
Despite the small particle size and the small quantity of the
lubricants, they strongly affect your ability to make a good tablet. If
they are not blended correctly in the mixture, they will not function as
designed. There are two common errors when processing lubricants. The
first error is neglecting to pre-screen the lubricants to remove the
lumpy, over-size particles. The second error is failing to blend the
lubricant evenly into the product formulation. The lubricant must be
able to contact the metal parts to work correctly. However, it is better
to under-blend the lubricant than to over-blend it. Over-blending will
hide the lubricant within the other particles, rendering it useless.
If you run a press without lubricant, you may hear the powder squeaking
as it compresses. You will also notice an increase in the force needed
to eject the tablet. In fact, the increase may be so great that it
damages the punches and the ejection cams. The absence of lubricant or
the presence of incorrectly blended lubricant will also lead to
sticking.
If you don’t recognize that poor lubrication is causing the sticking
problem, you or your colleagues are likely to blame the tooling. The
next step in this misdiagnosis is to stop the press, remove the stuck
products, and polish the punches before restarting the press. Because
polishing the punches can provide short-term relief from sticking, you
may repeat this cycle throughout the production campaign. By the time
you’re done, you’ll have convinced yourself and your team that the
tooling’s loss of polish is the source of the problem. But that is
incorrect.
True, polishing the punches can solve a sticking or picking problem
temporarily, because many polishes act as mold-release agents. So the
act of polishing did nothing more than work this mold-release agent into
the surface of the punch. The satisfactory—but temporary—result is a
successful production run. Then the product begins to stick again, and
you re-polish. Sometimes polishing does no good whatsoever. Other times
you might go for an hour or so before sticking resumes.
Some companies accept these short production runs as part of doing
business. They expect some products to start OK, and then to stick
eventually. They will remove the punches and polish them throughout the
run. Ask your operator about the polishing routine. The secret that
every press operator knows is that some polishing compound must remain
on the punch tips for sticking to stop. They know not to clean the punch
tips with isopropyl alcohol, as is standard. If they did, the sticking
would return immediately. So is polishing really solving the problem?
Not likely.
Even so, a combination of factors may convince you that poorly polished
punches are indeed the source of the sticking. Recall that many sticking
problems occur at startup, when all the metal components are clean and
free of any lubricant. Thus, the punches are prone to sticking. The
reaction of most operators when they see sticking is to stop the press,
pull the punches, and polish again, even though the punches were just
polished.
While they polish the punches, operators might give the press itself
only a cursory cleaning. Excess powder is removed, but a thin dusting of
the product is left behind. When the punches are reinstalled, the press
runs without sticking. Thus, the operators walk away believing that
polishing the punches solved the problem when the distribution of the
lubricant within the product was actually the source of success.
To prevent sticking at startup, some companies routinely distribute
lubricant by hand before tableting. This puts a dusting on the press
that prevents sticking at the start. Excess lubricant is gone after the
first few press revolutions. Some people think this is unacceptable. But
is it any less acceptable than not cleaning the punches after polishing?
Process-Related Sticking:
Some sticking and picking relates to upstream processing. Improperly
applying binders or poor drying of the product, for example, can make
polishing the punches an hourly event at some companies.
Application of Binder:
During the granulation process, a liquid binder is often added to a
powder blend, thus bonding (binding) the ingredients together to form
granules. Binders are often called pharmaceutical glue, and to work as
planned, the distribution must be even throughout the batch of product
and the binders must be uniformly dried.
If binders are not distributed evenly and dried completely, some
portions of the blend will contain concentrations of binder. In the
drying process, these overly wet granules become dry on the outside, but
not on the inside. This is called case-hardening.
Case-hardening can occur even when binder is added correctly but drying
was too rapid. Removing the moisture too quickly causes some binder to
move to the granule’s exterior. This migration of binder to the granule
surface creates a hard shell around other material that may not be
completely or evenly dry. This phenomenon leads to two possible causes
of sticking: Entrapped moisture and concentrated binder on the granules’
surfaces. Slowing the drying process will sometimes eliminate both
problems.
Changing the way you add binders or dry a granulation is easier said
than done. Nonetheless, scrutinize all the steps of your methods to find
and prevent problems. After all, proper granulating is a fundamental
issue when sticking is the problem. Some of you may opt to polish the
punches again and again instead of addressing the true cause. Sometimes
a company buys new punches which may work better than the old ones, but
often only because the new punches are very polished. As discussed
earlier, new punches may create a bigger problem because their tighter
clearances lead to air entrapment.
Milling:
Many times mills are viewed as ancillary pieces of equipment that you
just roll into a vacant room to perform a quick task. That attitude
raises several questions: Is this milling step controlled and
predictable? Will the operators mill a batch on a Monday at 8 a.m. the
same way they do on Friday at 4 p.m.?
Overly fine particles, known as fines, often exhibit poor compression
characteristics and may cause sticking. The fines are usually the result
of milling friable powders incorrectly or at inconsistent feed rates.
With too many of these dust-like particles in the product formulation,
it won’t flow or compress well. The fines also create a dusty atmosphere
and cause tablet-to-tablet weight fluctuations. Furthermore, fines can
get trapped within the logos and lettering on the punch face, especially
if the punch design was made to handle a different particle size range.
Non-friable powders can also cause problems. Especially problematic are
the powders that are readily compressible, because they can compact
during the milling step. Furthermore, some products may re-agglomerate
if they are stored too long. In that case, they will need to be
de-agglomerated in a low-shear mill before going any further in the
process. Products that have re-agglomerated flow poorly and cause weight
fluctuations which, in turn, create hardness variations that increase
the potential for sticking and picking.
Pinning the Problem on R&D:
Why do products compress into a tablet well in the lab but not on the
production floor? We have all had this question at some time. More
accurately, you might think that if only the product development team
and the R&D people had developed the product correctly, we wouldn’t have
sticking, picking, or other problems on the production floor.
There may be some truth to such thinking, but you should understand that
identifying operational differences between lab and production equipment
is difficult, especially when the product is still under development.
Because of scale-up problems, many companies use production-capacity
machines when developing products. The substitution of critical
ingredients during product development can also hamper scale-up success.
Scale-up:
Some machines scale up better than others. Changing the batch size or a
machine’s capacity may or may not give your product its intended
attributes. Scale-up guidelines are general, and they don’t always work.
I’ve seen plants that use identical or comparable processing machinery
to make the same product, but the properties of the products at each
plant differ. You can attribute these differences to environmental
factors, the skill of the people who work at the plant, or both. There
is still a lot of art in the science of tablet making.
Ingredient Substitution:
Many of the ingredients in tablet formulations are expensive, especially
in the pharmaceutical industry. Therefore, sometimes a company
substitutes a cheap ingredient for an expensive one during product
development. Or the company may not have enough of the active
pharmaceutical ingredient to make tablets and to perform all the
developmental tests. In that case, the company will again use a
substitute.
If the substitute doesn’t have the exact attributes of the true
ingredient, then test results can lead you in the wrong direction. Time
and storage conditions may also cause the ingredient to behave one way
in the lab and another way on the plant floor. This may include more
fines, de-mixing at the tablet press, and heat sensitivity, all or which
may cause sticking.
Conclusion:
The one conclusion you should draw from this article is that a sticking
or picking problem can have one or several causes. Polishing the punches
during a production run is a temporary fix, not a long-term solution.
Environmental factors can affect how well a tablet will form. Some
products are so sensitive to temperature and humidity that they may
compress differently or not at all with the slightest change in the
environment.
If you’re the troubleshooter in charge of solving a sticking problem,
evaluate the problem at the press and work upstream from there. Study
all the process variables and record as much data as possible. Finally,
if you make a change, try to make just one change at a time. This will
help you link each change to a result.
Reader's Solutions:
1. Sticking can also be caused by an incomplete blend and not
prescreening the lubricant before the final blend. No two blends are
exactly the same! If lubricant is not prescreened then the problem is
magnified. Lumps of lubricant will not be properly dispersed within the
blend. This will definitely create a picking problem and a dissolution
problem.
Also, sticking is not always caused by moisture. Many times the air
becomes entrapped during compression, which creates a soft area on the
top of the tablet where granules don’t know whether to stick to each
other or to the upper punch tip. The solution here is to make certain
dwell time and air evacuation is adequate. Increasing precompression
hardness and getting the air out during compression is what will solve
this problem. Using tapered dies will help get the air out. Sometimes
talking to your tooling manufacturer about this problem can help. We see
sticking in lettering, due to improper engraving angles, as a common
issue. Using a compound radius to flatten out the very top of the
tablet, will eliminate the air pocket. This change can be very slight
but it can solve the problem without causing any noticeable change in
the tablet shape or design.
2. While it may be impractical for a company to completely change their
granulating and drying methods, they may be able to modify
it somewhat.The case hardening occurs when a granulation is dried too
rapidly and the moisture is removed too quickly to carry some of the
binder with it to the outside of the granule. This migrating binder is
what forms the hard shell on the outside of the granule. This leads to
two possible causes of material sticking to the punch faces - the
entrapped moisture that Mike referred to and the concentrated binder on
the surface of the granule. Sometimes slowing the drying process will
eliminate the problem.
Tablet Printing
Ink Stabilization in the Printing Room
Ink stabilization during the course of tablet printing is not well
understood. Of all the unit operations used to produce finished tablets,
tablet printing is the most susceptible to variations in room
conditions. Specifically, changes in room temperature, humidity or even
the number of air changes per hour can alter evaporation rates of the
printing ink. This is especially true of alcohol based inks. It is
important to monitor both the incoming ink bottles and the ink in the
ink well to assure standardized ink printing conditions.
In addition, ink bottles can sometimes lose their vehicle, whether water
or alcohol during transit and storage. It is important to verify and, if
necessary, re-dilute the concentrated ink back to its original
consistency before using it on line.
It is important to keep room conditions constant when printing tablets.
Usually a room in the mid 60’s to low mid 70’s is best with a constant
humidity load is optimum for tablet printing. Don’t assume that any room
in the facility may be used for tablet printing; choose a room that you
would expect to compress or mill in, not an unused storage area or a
part of a hallway blocked off for temporary manufacturing use.
Weighing
Common Causes of Weighing Errors
What should an ideal weigh off room look like? We need a small scale for
items to be weighed in grams, a marble tablet for the intermediate
scale, an intermediate scale from 500 gm to say 20 kg., a floor scale
and magnehelic gauges monitoring the air pressure in different parts of
the room and in relation to the hallway outside.
The room has minimum horizontal surfaces for dust to settle on. The
floor is a sealed material non reactive to potential materials to be
weighed. The walls are stainless steel for ease of cleaning. The room is
very well lighted for easy reading of numbers posted on the digital
readouts.
Even if you had that ideal weigh room to perform your weigh offs, you
still face the possibility of a weigh off error. Following, is a list
and discussion of some common root causes of weighing errors. Some
errors occur primarily due to the conditions in the weighing room
itself.
Wrong scale used: All scales have limits on the quantity of materials to
be weighed. For companies that do not have SOP¡¦s for scale use, the
scale chosen for weigh off by the operator may in fact not be capable of
accurately weighing the material.
Objects near the scale: Take only what you need into the weighing area.
Take a few pair of gloves; not boxes and boxes. Do not take tool boxes
into the weighing area. You should have only the tools you need to weigh
the material. Before weighing, make sure there are no objects under or
near the scale to be used.
Wind currents: Are not really a factor with floor scales but are a
critical factor when weighing small quantities of materials. In parts of
the country where it gets warm the use of an electric fan in the room
can produce a weighing error
Objects too large for scale: Even if the object is within the correct
weighing range of the scale, it may have a bulk density so low that its
mass is too large for the scale. Good examples of this are the flow
enhancers used in solid dosage manufacturing.
Weighing off-center: The object to be weighed should be placed in the
center of the tare vessel. Again, this is especially true of the smaller
objects to be weighed. Never place the tare vessel or the material to be
weighed toward the side of the weighing pan.
Tare vessel too small for its content: Plastic ¡§Weigh boats¡¨ commonly
used as tare vessels come in a variety of sizes. Never use a tare vessel
that is too small for its content. Doing will produce a weighing error
if the material touches a non scale area.
Excessive vibration: A commonly overlooked and under appreciated
weighing factor. Scales need to be placed on a solid object free from
vibration. Modern scales will post an alarm if it cannot come to rest
with a zero reading but older scales depend upon sound operator judgment
for accurate read out.
Weighing material with an electrical charge in plastic containers: Some
materials, such as natural fibrous materials or steroid like components,
will generate electric currents in the weighing process. This causes
some materials to stick to weighing containers, plastic bags etc. When
the operator goes to transfer the materials, he or she should verify
that there is no residual material left in the container.
Confusion between unit of measure: gm. Vs mg: Clear weigh off
instructions in the SOP and batch record help prevent this type of
error. Inadequate lighting in the scale areas may produce conditions
where numbers and units are difficult to read. Always have one operator
as the weigher and a second person as the checker. In most companies the
checker bears ultimate responsibility for weighing errors, not the
weigher!
By reviewing these simple tech tips for the Weighing Area, you should be
able to avoid some of the common errors seen in the weighing operation.
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